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Key Presentations You May Like

2017 BSA Coalition Conference

Fintec and Your Bank
Here’s what you will learn: (1) Understand the term “FinTec” and how it is applied, (2) Know the difference between a traditional MSB and a FinTec firm and (3) Understand the AML risks of banking FinTec.

CCD Beneficial Ownership
Here’s what you will learn: (1) Understand what is required to implement the new CDD/Beneficial Ownership Rule, (2) Know Who and What to include in your implementation plan, (3) Take away some best practices for training bank employees and (4) Understand what to do post implementation

Cyber Enabled Crimes
Here’s what you will learn: (1) Types of cyber incidents, (2) Importance of communication between BSA/AML (3) IT SAR best practices for cyber incidents and (4) Links to valuable reference materials

Regulatory Panel Perspectives
Minutes of the important take-always will be provided soon after the conference. Watch this space.

Law Enforcement Perspective

Previous BSA Coalition Conferences
2016 BSA Coalition Conference

2016 Conference Agenda (1.2mb pdf)

Keynote: AML Mid-Year Review (536k pdf)
John J. Byrne

BSA/AML, Fraud and Loans: What Should You Be Doing to Make the Connection? (133k pdf)
Moderator: Chris Noack

BSA and OFAC Enforcement: How Law Enforcement Is Integrating Its Approach to Meet Current Threats (55k pdf)
Moderator: Laura Columbell Marshall

How to Survive a Merger: The AML Perspective (341k pdf)
Moderator: Rebecca Schauer Robertson

Regulatory Town Hall (136k pdf)
Moderator: Elaine Yancey

2015 BSA Coalition Conference
2014 BSA Coalition Conference
BSA Coalition Conference 2014
WEDNESDAY, JUNE 17
8:00 – 9:00 Registration and Continental Breakfast
9:00 – 9:15 Welcome Greeting and Emcee Remarks

Richard Gilbert, Vice President, Supervision, Regulation and Credit, FRB Richmond

John Blum, Managing Examiner, Supervision, Regulation and Credit, FRB Richmond 9:

9:15 – 9:30 Introduction of Keynote Speaker

Dan Soto, Chief Compliance Officer, Ally Financial Inc.

9:30 – 10:15 Keynote Address

Jamal El-Hindi, Associate Director for Regulatory Policy and Programs, Financial Crimes Enforcement Network

10:15 – 10:30 Break
10:30 – 11:30 Multi-Disciplinary Perspective: Partnerships for Positive Change

Moderator: Dan Soto, Chief Compliance Officer, Ally Financial
Steve Gurdak, Group Supervisor, Washington Baltimore HIDTA
Dennis Lormel, Founder and President, DML Associates
Carla Mabry, BSA Officer, Hampton Roads Bankshares Inc.
John Meyer, Chief Product Officer, Banker’s Toolbox

11:30 – 1:00 Lunch
1:00 – 1:05 Introduction of Keynote Speaker

John Blum, Senior Examiner, Supervision, Regulation and Credit Department, Federal Reserve Bank of Richmond

1:00 – 2:00 Law Enforcement Panel: SARs to Behind Bars – The Outcome of Successful Collaboration

Moderator: James Candelmo, Executive Compliance Director and BSA/AML Officer, Ally Financial Services
Stefan D. Cassella, Chief of the Asset Forfeiture and Money Laundering Section, U. S. Attorney’s Office, District of MD
Steve Gurdak, Group Supervisor, Washington Baltimore HIDTA
Dennis Lormel, Founder and President, DML Associates

2:00 – 2:45 Panel: Emerging Topics in Virtual Currency

Moderator: Cullen Speckhart, Attorney, Wolcott Rivers Gates
Lee Davis, Supervisory Financial Analyst, Board of Governors of the Federal Reserve System
Robert E. Lindberg, Chairman, BCause LLC

2:45 – 3:00 Break
3:00 – 4:05 Panel: The Regulatory Horizon

Moderator: Elaine R. Yancey, Managing Examiner, Supervision, Regulation and Credit, FRB Richmond
Jamal El-Hindi, Associate Director for Policy, Financial Crimes Enforcement Network
Judy Graham, Program Officer, National Credit Union Administration
Debra L. Novak, Chief, Anti-Money Laundering Section, FDIC
James F. Vivenzio, Senior Counsel for BSA/AML, Office of the Comptroller of the Currency
Jennifer White, Supervisory Financial Analyst, Board of Governors of the Federal Reserve System

4:00 – 4:05 Closing Remarks

Jeffrey Deibel, Assistant Vice President, Supervision, Regulation and Credit, FRB Richmond

2013 BSA Coalition Conference
2012 BSA Coalition Conference
BSA Coalition Conference 2012
WEDNESDAY, JUNE 20
8:00 – 9:00 Registration and Continental Breakfast
9:00 – 9:10 Welcome Greeting and Emcee Remarks

Gene Johnson, Vice President, Supervision, Regulation and Credit, Federal Reserve Bank of Richmond

John Blum, Senior Examiner, Supervision, Regulation and Credit Department, Federal Reserve Bank of Richmond

9:10 – 9:15 Introduction of Keynote Speaker

Dan Soto, Chief Compliance Officer, Ally Financial Inc.

9:15 – 9:45 Keynote: “The Economy, Then and Now”

Barbara Yastine, Chief Administrative Officer, Ally Financial Inc.

9:45 – 10:45 Panel: “Back to Basics”
Moderator: Donna Kitchen, Director of Special Assets, Hampton Roads Bankshares Inc.Panelist: John Harwell, Associate Vice President, Risk Management, Apple Federal Credit UnionPanelist: Erin Morrow, Advisory Principal, Grant ThorntonPanelist: Donald Temple, Director of Forensics, KPMG
10:45 – 11:00 Break
11:00 -11:45 Panel: Law Enforcement: “SAR Wars and More”

Panelist: Steve Gurdak, Group Supervisor, Northern Virginia’s Financial Initiative, Washington Baltimore HIDTA

Panelist: Laura Marshall, Assistant United States Attorney, Monetary Penalties Unit, Department of Justice

11:45 – 1:00 Lunch
1:00 – 1:05 Introduction of Keynote Speaker

John Blum, Senior Examiner, Supervision, Regulation and Credit Department, Federal Reserve Bank of Richmond

1:05 – 1:40 Keynote: “New Threats on the Horizon”

Dan Soto, Chief Compliance Officer, Ally Financial Inc.

1:40 – 2:50 Panel: Account Takeovers and Cyber Threats: “Cyber Fraud Investigations”

Panelist: Andrew Hodges, Vice President, Bank Fraud Strategy and Operations, Cyber Fraud/Account Takeover Risk, Capital One

Panelist: Joe Wilson, Executive Vice President and Corporate Risk Manager, United Bankshares Inc.

Panelist: Melissa Horvath, Supervisory Special Agent, FBI – Cyber Division

2:50 – 3:00 Break
3:00 – 3:50 Panel: Regulatory Review: “The Three Rs: Regulation, Risks and Reporting”

Moderator: Elaine Yancey, Supervisory Examiner, Supervision, Regulation and Credit Department, Federal Reserve Bank of Richmond

Panelist: Koko Ives, Senior Financial Analyst, BSA/AML Risk Section, Board of Governors of the Federal Reserve System

Panelist: Gary Porter, National Bank Examiner, Office of the Comptroller of the Currency

Panelist: Debra L. Novak, Chief, Anti-Money Laundering Section, Federal Deposit Insurance Corp. (FDIC)

3:50 – 4:00 Closing Remarks

Ed Norfleet, Assistant Vice President, Supervision, Regulation and Credit Department, Federal Reserve Bank of Richmond

2011 BSA Coalition Conference
BSA Coalition Conference 2011
TUESDAY, JUNE 28
7:45 – 8:30 Registration and Continental Breakfast
8:30 – 8:35 Welcome Greeting

Joan Garton, Vice President, Supervision, Regulation and Credit, Federal Reserve Bank of Richmond

8:35 – 8:45 Message from our Sponsor

Donna Kitchen, Director of Special Assets, Hampton Roads Bankshares, Inc.

8:45 – 10:00 Case Studies in Money Laundering and Terrorist Financing

Dennis Lormel, President and CEO, DML Associates, LLC.

10:00-10:15 Break
10:15-11:30 From SARs to Bars and More …

Moderator: Elizabeth Snyder, Senior Vice President of Compliance and Risk Management, Illinois Bankers Association

Panelist: Laura Marshall, Assistant United States Attorney, Monetary Penalties Unit

SAR Writing Tips and Practical Guidance

Panelist: Steve Gurdak, Group Supervisor, Northern Virginia SAR Review Team

SARs to Bars The DNA of BSA

Panelist: Scott Rebein, Deputy Special Inspector General (DSIG) of the Investigations Division of SIGTARP

Bank Investigations and SARs

11:30-12:45 Lunch
12:45-12:55 Introduction of Keynote Speaker

Elaine Yancey, Supervisory Examiner, Federal Reserve Bank of Richmond

12:55-1:45 The Director’s Perspective, The Financial Crimes Enforcement Network

James Freis, Director of the Financial Crimes Enforcement Network (FinCEN)

1:45-2:00 Break
2:00-2:45 Industry Update

Presenter: Dan Soto, Chief Compliance Officer, Ally Financial, Inc.

Presenter: Megan Hodge, Chief Compliance Officer, RBC Bank, Raleigh, N.C.

Customer Due Diligence – Risk-Based Approach

2:45-2:50 Training Video
2:50-3:45 Regulatory Roundup

Moderator: Elaine Yancey, Supervisory Examiner, Federal Reserve Bank of Richmond

Panelist: Carl Twigg, Senior Examiner, Federal Reserve Bank of Richmond

Panelist: Cara Homan, Examiner, Federal Reserve Bank of Richmond

3:45-4:00 Closing Remarks

Gene Johnson, Vice President, Supervision, Regulation and Credit, Federal Reserve Bank of Richmond

2010 BSA Coalition Conference
Conference Agenda – 2010
8:00 – 9:00 Registration and Continental Breakfast
9:00 – 9:15 Welcome
Jennifer Burns, Senior Vice President, Federal Reserve Bank of Richmond
9:15 – 9:30 Message from our Sponsor
Donna Kitchen, Executive Vice President and Director of Operations, Hampton Roads Bankshares, Inc.
9:30 – 10:45
The Holy Land Foundation Case
Barry Jonas, Trial Attorney, Department of Justice, Counterterrorism Section of the National Security Division
10:45 – 11:00 Break
11:00 – 12:15 Industry Perspective: AML Programs – Business as usual, or not?

Moderator: Jacqueline Dreyer, Supervisory Examiner, Federal Reserve Bank of Richmond

Panelist: Elizabeth Snyder, Senior Vice President and Chief Compliance Officer, Leaders Bank

Panelist: Dan Soto, Executive Compliance Director and BSA Officer, Ally Financial Services, Inc.

12:15 – 1:30 Lunch
1:30 – 1:40 Board Training – How easy is it?
1:40 – 2:45 BSA/AML Town Hall – What you need to be thinking about NOW
Moderator: Elaine Yancey, Supervisory Examiner, Federal Reserve Bank of RichmondPanelist: Suzanne Williams, Manager, BSA/AML Risk, Board of Governors of the Federal Reserve SystemPanelist: Neil Kwatinetz, Regional Compliance Examiner, Oce of Thrift SupervisionPanelist: Indira Crum, Compliance Specialist, BSA/AML Compliance Policy Division, Oce of the Comptroller of the CurrencyPanelist: Tom Ajax, Special Activities Case Manager, Federal Deposit Insurance Corporation
2:45 – 3:00 Break
3:00 – 3:45 Question and Answer Session
3:45 – 4:00 Closing Remarks
Edward Norfleet, Assistant Vice President, Federal Reserve Bank of Richmond
2009 BSA Coalition Conference
Conference Agenda – 2009
8:00 – 9:00 Registration
9:00 – 9:15 Introduction and Welcome
Malcolm C. Alfriend, Senior Vice President and Chief Credit Risk Officer, Banking Supervision and Regulation, Federal Reserve Bank of Richmond
9:15 – 9:45 Economic Conditions
Jeffrey M. Lacker
, President, Federal Reserve Bank of Richmond
9:45 – 10:15
Message from our Sponsor Donna Kitchen, Chief Administrative Officer and Senior Executive Vice President, Gateway Bank & Trust Company
10:15 – 10:45 Virginia Banking Conditions
E. Joseph Face, Jr., Commissioner, Virginia Bureau of Financial Institutions
10:45 – 11:45 Industry Perspective: Bank Secrecy Act and Anti-Money Laundering Compliance
Moderator: Douglas R. Taylor, Director of Risk Management, First Market BankPanelist: Michael Kelsey, Managing Vice President, AML Compliance, Capital One Bank, Best Practices in Mergers & AcquisitionsPanelist: Elizabeth Snyder, Senior Vice President and Chief Compliance Officer, Leaders Bank,Examining the AML – Fraud Connection Panelist: Dan Soto, Compliance Managing Director, AML and BSA, Wachovia Corporation, BSA/AML in the current environment
11:45-1:00 Lunch
1:00 – 2:15 AML and Fraud – A Perspective from Law Enforcement

Moderator: Dennis McDonald, Vice President, Law Enforcement, Federal Reserve Bank of Richmond

Panelist: Jacqueline Dreyer, Bank Examiner, Mortgage Fraud Specialist, Federal Reserve Bank of Richmond

Panelist:  Steve Gurdak, Detective, HIDTA NVSI Task Force

Panelist:  Mary Ann Veloso, Special Agent, IRS Criminal Investigation

2:15 – 2:45 FinCEN 101 and Other Topics Julie Hadley, Compliance Project Officer, FinCEN
2:35-2:45 Break
2:45 – 3:55 BSA/AML  Town Hall – What you need to be thinking about NOW

Moderator: Elaine R. Yancey, Supervisory Examiner, Federal Reserve Bank of Richmond

Panelist: Tom R. Ajax, Special Activities Case Manager, BSA/AML and Fraud, Federal Deposit Insurance Corporation

Panelist:  Russell Cronan, Sr., National Bank Examiner and BSA/AML Specialist, Office of the Comptroller of the Currency

Panelist: Julie Hadley, Compliance Project Officer, FinCEN

Panelist: Rick Marlin, Regional Compliance Examiner, Office of Thrift Supervision

Panelist: Suzanne Williams, Manager, BSA/AML Risk, Board of Governors of the Federal Reserve System

3:55 – 4:00 Closing Remarks
Eugene W.  Johnson, Jr.
,
Vice President, Banking Supervision and Regulation, Federal Reserve Bank of Richmond